-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wk+8/jAE8K2FdCf6KimZiqa2K2a+Goj5iUum8FZa2D65KAgulfjBT/havKV6E0u3 lek+DHDDCDoHgyFrRV6fgA== 0000909518-98-000617.txt : 19980922 0000909518-98-000617.hdr.sgml : 19980922 ACCESSION NUMBER: 0000909518-98-000617 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980921 SROS: NONE GROUP MEMBERS: FREDERICK B. HEGI, JR. GROUP MEMBERS: JAMES A. JOHNSON GROUP MEMBERS: JAMES T. CALLIER, JR. GROUP MEMBERS: MICHAEL B. DECKER GROUP MEMBERS: THOMAS W. STURGESS GROUP MEMBERS: V. EDWARD EASTERLING, JR. GROUP MEMBERS: WINGATE MANAGEMENT COMPANY II, L.P. GROUP MEMBERS: WINGATE MANAGEMENT COMPANY, L.P. GROUP MEMBERS: WINGATE MANAGEMENT LIMITED,L.L.C. GROUP MEMBERS: WINGATE PARTNERS II, L.P. GROUP MEMBERS: WINGATE PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATIONERS INC CENTRAL INDEX KEY: 0000355999 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PAPER AND PAPER PRODUCTS [5110] IRS NUMBER: 363141189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33670 FILM NUMBER: 98712452 BUSINESS ADDRESS: STREET 1: 2200 E GOLF RD CITY: DES PLAINES STATE: IL ZIP: 60016-1267 BUSINESS PHONE: 8476995000 MAIL ADDRESS: STREET 1: 2200 E GOLF ROAD STREET 2: 2200 E GOLF ROAD CITY: DES PLAINES STATE: IL ZIP: 600161267 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINGATE PARTNERS LP CENTRAL INDEX KEY: 0000820317 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 750 N ST PAUL ST STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147201313 MAIL ADDRESS: STREET 1: 750 N ST PAUL ST CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) UNITED STATIONERS INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.10 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 913004 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) Frederick B. Hegi, Jr. 750 North St. Paul Street, Suite 1200 Dallas, Texas 75201 (214) 720-1313 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to revise notices and communications) August 17, 1998 - -------------------------------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box Page 1 DAFS02...:\33\78533\0001\1671\SCH9088K.050
- -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 2 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Frederick B. Hegi, Jr. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 142,370 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 2,007,692 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 142,370 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,007,692 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,150,062 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 11.7% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 2 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 3 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. James T. Callier, Jr. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 45,234 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 1,484,600 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 45,234 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,484,600 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,529,834 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.3% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 3 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 4 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Thomas W. Sturgess - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 66,092 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 1,512,935 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 66,092 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,512,935 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,579,027 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.6% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 4 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 5 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. James A. Johnson - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 22,832 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 485,116 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 22,832 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 485,116 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 507,948 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.8% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 5 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 6 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. V. Edward Easterling, Jr. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 12,649 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 485,116 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 12,649 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 485,116 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 497,765 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.7% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 6 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 7 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Michael B. Decker - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 5,225 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 485,116 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 5,225 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 485,116 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 490,341 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.7% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 7 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 8 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Company, L.P. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 1,477,878 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,477,878 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,477,878 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.0% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 8 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 9 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Partners, L.P. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 1,477,878 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,477,878 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,477,878 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 22 8.0% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 9 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 10 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Limited, L.L.C. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 485,116 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 485,116 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 485,116 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.6% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 10 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 11 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Management Company II, L.P. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 477,522 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 477,522 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 477,522 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.6% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ============================================================================================= * The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 11 - -------------------------------------- ---------------------------------- CUSIP No. 913004 10 7 13D Page 12 - -------------------------------------- ---------------------------------- ============================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Wingate Partners II, L.P. - --------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - --------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED BY ------------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON 477,522 WITH ------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 477,522 - --------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 477,522 - --------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.6% - --------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN =============================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 12 This Amendment No. 13 to Schedule 13D (this "Amendment") amends and supplements the Schedule 13D, as amended (the "Schedule 13D"), filed with the Securities and Exchange Commission with respect to the acquisition (the "Acquisition") by Associated Holdings, Inc., a Delaware corporation ("Associated") of 17,201,839 shares of the common stock, $0.10 par value ("Common Stock"), of United Stationers Inc., a Delaware corporation (the "Company"), which was effected on March 30, 1995. Immediately following the Acquisition, Associated was merged with and into the Company, and the separate corporate existence of Associated thereafter ceased. Accordingly, the information set forth in the Schedule 14D-1, as amended, of which the Schedule 13D formed a part, relating to the ownership of Associated (and, accordingly, the beneficial ownership of the Company), is hereby further amended as set forth in this Amendment. Capitalized terms used herein and not otherwise defined herein have the meanings ascribed to such terms in Amendment No. 12 to the Schedule 13D. ITEM 3. SOURCES AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Effective as of August 17, 1998, Wingate Partners and Wingate II effected a distribution to their respective limited and general partners in the aggregate amounts of 944,742 and 305,258 shares of Common Stock, respectively. In addition, effective as of August 17, 1998, Wingate Management and Wingate Management II effected pro rata distributions to their respective limited partners in aggregate amounts of 190,457 and 55,615 shares of Common Stock, respectively. ITEM 5. INTEREST IN SECURITIES OF ISSUER Following the distributions described in Item 3 above, the Filing Parties may be deemed to beneficially own shares of Common Stock in the following amounts: (a) (1) Mr. Hegi may be deemed to beneficially own 2,150,062 shares of Common Stock of the Company, representing 11.7% of the outstanding shares of Common Stock. Of such shares, Mr. Hegi has sole voting and dispositive power with respect to 142,370 shares, and shared voting and dispositive power with respect to 2,007,692 shares as a result of the relationships described in paragraph (b)(1) below. (2) Mr. Callier may be deemed to beneficially own 1,529,834 shares of Common Stock of the Company, representing 8.3% of the outstanding shares of Common Stock. Page 13 Of such shares, Mr. Callier has sole voting and dispositive power with respect to 45,234 shares, and shared voting and dispositive power with respect to 1,484,600 shares as a result of the relationships described in paragraph (b)(2) below. (3) Mr. Sturgess may be deemed to beneficially own 1,579,029 shares of Common Stock of the Company, representing 8.6% of the outstanding shares of Common Stock. Of such shares, Mr. Sturgess has sole voting and dispositive power with respect to 66,092 shares, and shared voting and dispositive power with respect to 1,512,935 shares as a result of the relationships described in paragraph (b)(3) below. (4) Mr. Johnson may be deemed to beneficially own 507,948 shares of Common Stock of the Company, representing 2.8% of the outstanding shares of Common Stock. Of such shares, Mr. Johnson has sole voting and dispositive power with respect to 22,832 shares, and shared voting and dispositive power with respect to 485,116 shares as a result of the relationships described in paragraph (b)(4) below. (5) Mr. Easterling may be deemed to beneficially own 497,765 shares of Common Stock of the Company, representing 2.7% of the outstanding shares of Common Stock. Of such shares, Mr. Easterling has sole voting and dispositive power with respect to 12,649 shares, and shared voting and dispositive power with respect to 485,116 shares as a result of the relationships described in paragraph (b)(5) below. (6) Mr. Decker may be deemed to beneficially own 490,341 shares of Common Stock of the Company, representing 2.7% of the outstanding shares of Common Stock. Of such shares, Mr. Decker has sole voting and dispositive power with respect to 5,225 shares, and shared voting and dispositive power with respect to 485,116 shares as a result of the relationships described in paragraph (b)(6) below. (7) Wingate Management may be deemed to beneficially own 1,477,878 shares of Common Stock of the Company, representing 8.0% of the outstanding shares of Common Stock. Of such shares, Wingate Management has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 1,477,878 shares as a result of the relationships described in paragraph (b)(7) below. (8) Wingate Partners may be deemed to beneficially own 1,477,878 shares of Common Stock of the Company, Page 14 representing 8.0% of the outstanding shares of Common Stock. Of such shares, Wingate Partners has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 1,477,878 shares as a result of the relationships described in paragraph (b)(8) below. (9) Wingate Limited may be deemed to beneficially own 485,116 shares of Common Stock of the Company, representing 2.6% of the outstanding shares of Common Stock. Of such shares, Wingate Limited has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 485,116 shares as a result of the relationships described in paragraph (b)(9) below. (10) Wingate Management II may be deemed to beneficially own 477,522 shares of Common Stock of the Company, representing 2.6% of the outstanding shares of Common Stock. Of such shares, Wingate Management II has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 477,522 shares as a result of the relationships described in paragraph (b)(10) below. (11) Wingate II may be deemed to beneficially own 477,522 shares of Common Stock of the Company, representing 2.6% of the outstanding shares of Common Stock. Of such shares, Wingate II has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 477,522 shares as a result of the relationships described in paragraph (b)(11) below. (b) (1) Of the 142,370 shares of Common Stock for which Mr. Hegi has sole voting and dispositive power, 95,747 of such shares are held of record by Mr. Hegi and 46,623 shares are held in a retirement trust for which Mr. Hegi serves as trustee and is primary beneficiary. Of the 2,007,692 shares of Common Stock for which Mr. Hegi may be deemed to have shared voting and dispositive power, 34,783 of such shares are held of record by Mr. Hegi as trustee of certain trusts for the benefit of unrelated parties, and 1,972,909 of such shares are owned of record by the following entities as follows: 1,477,878 shares of Common Stock are owned of record by Wingate Partners; 477,522 shares of Common Stock are owned of record by Wingate II, 6,722 shares of Common Stock are owned of record by Wingate Management Corporation, an entity for which Mr. Hegi serves as an executive officer; 3,193 of such shares are held in a family company for which Page 15 Mr. Hegi serves as managing partner; and, 7,594 shares of Common Stock are owned of record by Wingate Limited. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Hegi is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Hegi is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (2) The 45,234 shares of Common Stock for which Mr. Callier has sole voting and dispositive power are held of record by Mr. Caller. Of the 1,484,600 shares of Common Stock for which Mr. Callier may be deemed to have shared voting and dispositive power, 1,477,878 shares of Common Stock are owned of record by Wingate Partners, and 6,722 shares of Common Stock are owned of record by Wingate Management Corporation, an entity for which Mr. Callier serves as an executive officer. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Callier is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. (3) The 66,092 shares of Common Stock for which Mr. Sturgess has sole voting and dispositive power consist of 31,092 shares of Common Stock held of record by Mr. Sturgess, and options to purchase 35,000 shares of Common Stock which are exercisable within 60 days of the date of this Amendment. Of the 1,484,600 shares of Common Stock for which Mr. Sturgess may be deemed to have shared voting and dispositive power: 1,477,878 shares of Common Stock are owned of record by Wingate Partners; and 6,722 shares of Common Stock are owned of record by Wingate Management Page 16 Corporation, an entity for which Mr. Sturgess serves as an executive officer. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate Partners. Mr. Sturgess is a general partner of Wingate Management and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Wingate Management. (4) Of the 22,832 shares of Common Stock for which Mr. Johnson has sole voting and dispositive power, 8,932 of such shares are held of record by Mr. Johnson, and 13,900 of such shares are held in a self-directed IRA for the benefit of Mr. Johnson. Of the 485,116 shares of Common Stock for which Mr. Johnson may be deemed to have shared voting and dispositive power, 477,522 of such shares are owned of record by Wingate II, and 7,594 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Johnson is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (5) The 12,649 shares of Common Stock for which Mr. Easterling has sole voting and dispositive power are held of record by Mr. Easterling under the name PAT Investments. Of the 485,116 shares of Common Stock for which Mr. Easterling may be deemed to have shared voting and dispositive power, 477,522 shares of Common Stock are owned of record by Wingate II, and 7,594 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Easterling is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial Page 17 owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (6) The 5,225 shares of Common Stock for which Mr. Decker has sole voting and dispositive power are held of record by Mr. Decker. Of the 485,116 shares of Common Stock for which Mr. Decker may be deemed to have shared voting and dispositive power, 477,522 shares of Common Stock are owned of record by Wingate II, and 7,594 shares of Common Stock are held of record by Wingate Limited. Wingate Management II is the general partner of Wingate II and, therefore, may be deemed to beneficially own the shares of Common Stock held of record by Wingate II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to beneficially own the shares of Common Stock beneficially owned by Wingate Management II. Mr. Decker is a principal of Wingate Limited and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record and beneficially by Wingate Limited. (7) Of the 1,477,878 shares of Common Stock for which Wingate Management may be deemed to have shared voting and dispositive power, none of such shares are held of record by Wingate Management, and 1,477,878 of such shares are held of record by Wingate Partners. Wingate Management is the general partner of Wingate Partners and, therefore, may be deemed to be the beneficial owner of the shares owned of record by Wingate Partners. (8) Of the 1,477,878 shares of Common Stock for which Wingate Partners has shared voting and dispositive power, 1,477,878 of such shares are held of record by Wingate Partners. (9) Of the 485,116 shares of Common Stock for which Wingate Limited may be deemed to have shared voting and dispositive power, 7,594 of such shares are held of record by Wingate Limited, and 477,522 of such shares may be deemed to be beneficially owned by Wingate Management II. Wingate Limited is the general partner of Wingate Management II and, therefore, may be deemed to be the beneficial owner of the shares beneficially owned by Wingate Management II. (10) Of the 477,522 shares of Common Stock for which Wingate Management II may be deemed to have shared voting and dispositive power, none of such shares are held of record by Wingate Management II, and 477,522 of such shares are owned of record by Wingate II. Wingate Management II is Page 18 the general partner of Wingate II and, therefore, may be deemed to be the beneficial owner of the shares held of record by Wingate II. (11) Of the 477,522 shares of Common Stock for which Wingate II has shared voting and dispositive power, 477,522 of such shares are held of record by Wingate II. (c) See Item 3. In addition to the transactions described in Item 3, on August 13, 1998, James A. Johnson sold 18,477 shares of Common Stock in accordance with Rule 144, and on August 27, 1998, James T. Callier, Jr. sold 42,211 shares of Common Stock. (d) The right to receive dividends on, and proceeds from the sale of, the shares of Common Stock held of record by Wingate Partners, Wingate II and Wingate Limited described in paragraphs (a) and (b) above is governed by the limited partnership agreements (or, with respect to Wingate Limited, the operating agreement) of each of such entities, and such dividends or proceeds may be distributed with respect to numerous general and limited partnership or members interests. (e) As a result of the distributions described in Item 3, each of James A. Johnson, V. Edward Easterling, Jr., Michael B. Decker, Wingate II, Wingate Management II and Wingate Limited ceased to beneficially own more than five percent of the Common Stock of the Company. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR Relationships with Respect to the Securities of the Issuer The rights to distributions, division of profits and other arrangements relating to the Company's securities owned of record by each of Wingate Partners, Wingate II, and Wingate Limited and their respective general and limited partners are governed exclusively by their respective partnership agreements (or, with respect to Wingate Limited, its operating agreement). ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. Page 19 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 By: /s/ Frederick B. Hegi, Jr. -------------------- ------------------------------------------- Date Name: Frederick B. Hegi, Jr. Page 20 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 By: /s/ James T. Callier, Jr. -------------------- ------------------------------------------- Date Name: James T. Callier, Jr. Page 21 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 15, 1998 By: /s/ Thomas W. Sturgess -------------------- ------------------------------------------- Date Name: Thomas W. Sturgess Page 22 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 By: /s/ James A. Johnson -------------------- ------------------------------------------- Date Name: James A. Johnson Page 23 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 By: /s/ V. Edward Easterling, Jr. -------------------- ------------------------------------------- Date Name: V. Edward Easterling, Jr. Page 24 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 By: /s/ Michael B. Decker -------------------- ------------------------------------------- Date Name: Michael B. Decker Page 25 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 WINGATE MANAGEMENT COMPANY, L.P. -------------------- Date By: /s/ Frederick B. Hegi, Jr. ------------------------------------- Frederick B. Hegi, Jr., General Partner Page 26 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 WINGATE PARTNERS, L.P. -------------------- Date By: Wingate Management Company, L.P., General Partner By: /s/ Frederick B. Hegi, Jr. ------------------------------------- Frederick B. Hegi, Jr., General Partner Page 27 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 WINGATE MANAGEMENT LIMITED, L.L.C. -------------------- Date By: /s/ Frederick B. Hegi, Jr. ------------------------------------- Frederick B. Hegi, Jr., Principal Page 28 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 WINGATE MANAGEMENT COMPANY II, L.P. -------------------- Date By: Wingate Management Limited, L.L.C., General Partner By: /s/ Frederick B. Hegi, Jr. ------------------------------------- Frederick B. Hegi, Jr., Principal Page 29 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 1998 WINGATE PARTNERS II, L.P. -------------------- Date By: Wingate Management Company II, L.P., General Partner By: Wingate Management Limited, L.L.C., General Partner By: /s/ Frederick B. Hegi, Jr. ------------------------------------- Frederick B. Hegi, Jr., Principal Page 30 -----END PRIVACY-ENHANCED MESSAGE-----